
Benjamin F. Edwards & Co. contracted with Pershing LLC because of the company’s solid platform of global capabilities, vast resources, and its strong and experienced management team. Pershing LLC, is a subsidiary of The Bank of New York Mellon Corporation, and provides trading and settlement services, operational support, and a recently enhanced technology platform to our financial consultants at Benjamin F. Edwards & Co.
In addition, Pershing offers a comprehensive suite of investment solutions and services, including Lockwood Advisors, Inc. and Pershing Managed Account Solutions, which provide a solid platform for our advisory portfolios program. Equity research and other specialized services will be made available through an assortment of strategic alliances that Pershing has with other third-party providers.

Through a service provided by Broadridge, Benjamin F. Edwards & Co. clients can elect to receive their proxy and shareholder information via electronic delivery. By enrolling in this electronic delivery service, our clients agree to receive announcements by e-mail about shareholder communications materials. These materials, which can include quarterly, semi-annual, and annual reports, proxy statements, prospectuses and newsletters, are made available electronically by issuing corporations and other third parties. Those interested in enrolling in the service should visit Broadridge's website www.icsdelivery.com. Please note that reorganization offers and mutual fund prospectuses are not currently available for electronic delivery.
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